Head of Risk, Compliance and Controller

PRIVATE BANKING - Moscow, Russia
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The client

The client of Acteon is a reputable and well-established Asset Management operation with an existing local branch in Moscow.

The position 

  • To act as a Monitoring & Surveillance specialist for market manipulation, insider trading, and investment declarations monitoring;
  • Provide support and advisory services to front, middle, and back-office divisions;
  • Investigate and handle any actual or potential breaches of relevant rules and regulations;
  • To monitor the effectiveness of current processes within the area of responsibility;
  • To monitor changes in Russian legislation within the area of responsibility and implement them into local procedures if required;
  • Implementation of Global Compliance policies and procedures;
  • FATCA identification of clients and investors, filling of FATCA forms and questionnaires for counterparties, preparation of FATCA reporting to the US IRS and Russian Federal Tax Service;
  • Adoption of ‘Common Reporting Standard’ (CRS) requirements including communication with an external consultant and coordinating the process of the analysis of CRS requirements and further reporting to Federal Tax Service pursuant to a legal obligation;
  • Interaction with the international platform;
  • Participation in international projects (MiFID II, MAR, etc.) 
  • Marketing materials review and control over disclosing information at the websites of IM companies;
  • Anti-Bribery and Anti-Corruption procedure maintenance;
  • Personal account dealing and outside business interest registers maintenance;
  • On a periodic basis to update relevant Compliance policies and procedures;
  • To monitor changes in Russian legislation within the area of responsibility and implement them into local procedures if required;
  • To increase staff awareness with respect to Compliance requirements and procedures (providing regular training to staff; reminders distribution to staff; monitoring the completeness of the training within the area of responsibility).

The candidate

  • Higher education,
  • Excellent knowledge of international and Russian legislation on financial markets 
  • Practical experience (3 years and more) in internal control/compliance function within a financial institution
  • Intermediate skills in English
  • FSFR certificates 1.0 and 5.0
  • Advanced PC user
  • Hard-working
  • Team player
  • Good communication skills

Perks of the Job

R

Competitive salary

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Office

Acteon LLC
Presnenskaya Naberezhnaya 12 Federation Tower « Vostok »
East Entrance, 69th floor, Office 6904
Moscow-City, 123112 Moscow

      

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